Cathryn Chen - 07 Feb 2022 Form 3 Insider Report for Aurora Technology Acquisition Corp. (DHAI)

Reporting relationship: COO, Director, 10%+ Owner
Issuer ticker: DHAI
Reported as of: 07 Feb 2022
Net transaction value: $0
SEC form: 3
Accepted by SEC: 07 Feb 2022, 08:00:29 UTC
Next SEC filing: 09 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Cathryn Chen

Key filing fact

Cathryn Chen filed Form 3 for Aurora Technology Acquisition Corp. (DHAI) on 07 Feb 2022.

Key facts

This page summarizes Cathryn Chen's Form 3 filing for Aurora Technology Acquisition Corp. (DHAI).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Feb 2022, 08:00.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATAK holding Derivative

Class B Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 07 Feb 2022
Ownership: Via ATAC Sponsor LLC
Underlying class: Class A Ordinary Shares
Underlying amount: 5,750,000
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Class B ordinary shares are convertible into the Issuer's Class A ordinary shares, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-261753), as amended (the "Registration Statement"). The Class B ordinary shares beneficially owned by ATAC Sponsor LLC (the "Sponsor") include up to 750,000 shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option to purchase additional units is exercised in connection with the Issuer's initial public offering, as described in the Registration Statement.

Footnote F2

The securities are held directly by the Sponsor and indirectly by Zachary Wang, Cathryn Chen and Yida Gao as managers of ATAC Manager LLC, managing member of the Sponsor.