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Signature
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/s/ Cindy Tahl, Attorney-in-Fact
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Issuer symbol
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FATE
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Transactions as of
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20 Jan 2022
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Net transactions value
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+$81,000
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Form type
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4/A - Amendment
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Filing time
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04 Feb 2022, 16:59:41 UTC
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Date Of Original Report
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24 Jan 2022
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
FATE |
Common Stock |
Options Exercise |
$81,000 |
+30,000 |
+7% |
$2.70 |
461,546 |
20 Jan 2022 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
FATE |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-30,000 |
-26% |
$0.000000 |
86,246 |
20 Jan 2022 |
Common Stock |
30,000 |
$2.70 |
Direct |
F1, F2, F3, F4 |
| transaction |
FATE |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-10,000 |
-12% |
$0.000000 |
76,246 |
21 Jan 2022 |
Common Stock |
10,000 |
$2.70 |
Direct |
F1, F3, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This amended Form 4 corrects the option exercise price and ending balance of the Reporting Person's stock options that were granted on January 12, 2016 at $2.70 per share. The other transactions that were reported on the Form 4 filed on January 24, 2022 were correct and such line items are not required to be restated in this amendment.