Frederick Hallsworth - 31 Jan 2022 Form 4 Insider Report for Quotient Ltd

Role
Director
Signature
/s/ Frederick Hallsworth
Issuer symbol
N/A
Transactions as of
31 Jan 2022
Net transactions value
$0
Form type
4
Filing time
02 Feb 2022, 15:05:14 UTC
Previous filing
02 Nov 2021
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +6,917 +5.9% 124,363 31 Jan 2022 Direct F1
holding QTNT Ordinary Shares 3,150 31 Jan 2022 By wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -6,917 -25% $0.000000 20,751 31 Jan 2022 Ordinary Shares 6,917 Direct F1, F11
holding QTNT Ordinary Shares Option (Right to buy) 7,505 31 Jan 2022 Ordinary Shares 7,505 $11.62 Direct F2
holding QTNT Ordinary Shares Option (Right to buy) 5,000 31 Jan 2022 Ordinary Shares 5,000 $8.00 Direct F3
holding QTNT Option to Purchase Ordinary Shares 20,014 31 Jan 2022 Ordinary Shares 20,014 Direct F4
holding QTNT Ordinary Shares Option (Right to buy) 5,025 31 Jan 2022 Ordinary Shares 5,025 $9.95 Direct F5
holding QTNT Ordinary Shares Option (Right to buy) 8,726 31 Jan 2022 Ordinary Shares 8,726 $5.73 Direct F6
holding QTNT Ordinary Shares Option (Right to buy) 9,597 31 Jan 2022 Ordinary Shares 9,597 $5.21 Direct F7
holding QTNT Ordinary Shares Option (Right to buy) 6,240 31 Jan 2022 Ordinary Shares 6,240 $6.41 Direct F8
holding QTNT Ordinary Shares Option (Right to buy) 8,158 31 Jan 2022 Ordinary Shares 8,158 $7.78 Direct F9
holding QTNT Ordinary Share Option (Right to Buy) 13,611 31 Jan 2022 Ordinary Shares 13,611 $4.55 Direct F10
holding QTNT Ordinary Shares Option (Right to buy) 24,040 31 Jan 2022 Ordinary Shares 24,040 $2.53 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 All 7,505 options have vested and remain exercisable.
F3 All 5,000 options have vested and remain exercisable.
F4 The exercise price will be paid in pounds sterling, at GBP0.91 per share.
F5 All 5,025 options have vested and remain exercisable.
F6 All 8,726 options have vested and remain exercisable.
F7 All 9,597 options have vested and remain exercisable.
F8 All 6,240 options have vested and remain exercisable.
F9 2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.
F10 All 13,611 options have vested and remain exercisable.
F11 On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, of which 6,917 have vested and have converted into ordinary shares. The remaining 20,751 restricted stock units will vest in three equal installments on April 30, 2022, July 31, 2022 and October 31, 2022.
F12 The options vest and become exercisable on October 31, 2022.