James J. Kim - Jan 18, 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (4), 10%+ Owner
Signature
/s/ Richard D. Rosen, as Attorney-in-Fact
Stock symbol
AMKR
Transactions as of
Jan 18, 2022
Transactions value $
-$2,996,816
Form type
4
Date filed
1/27/2022, 07:00 PM
Previous filing
Jan 4, 2022
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift -$3M -126K -7.74% $23.86 1.5M Jan 18, 2022 By Susan Y. Kim 2018-1 Qualified Annuity Trust F1, F2, F3
holding AMKR Common Stock 1.87M Jan 18, 2022 Direct
holding AMKR Common Stock 1.86M Jan 18, 2022 By spouse F3
holding AMKR Common Stock 49.6M Jan 18, 2022 By 915 Investments, LP F2, F3
holding AMKR Common Stock 12.7M Jan 18, 2022 By self as Trustee (excl. GRATs & Susan Y. Kim 2018-1 Qualified Annuity Trust) F2, F3
holding AMKR Common Stock 6.43M Jan 18, 2022 By self as Trustee of GRATs F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 18, 2022, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 distributed 125,600 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and the reporting person are the co-trustees of the trust. The reporting person and Susan Y. Kim are father and daughter.
F2 The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 14,175,258 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 6,430,381 shares of the Issuer's Common Stock and (iii) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares.
F3 The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Remarks:

4. The reporting person states that the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.