James J. Kim - Jul 14, 2021 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
/s/ Richard D. Rosen, Attorney-in-Fact
Stock symbol
AMKR
Transactions as of
Jul 14, 2021
Transactions value $
-$33,366,555
Form type
4
Date filed
1/21/2022, 10:38 AM
Previous filing
Dec 29, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift -$6.29M -272K -9.06% $23.15 2.73M Jul 14, 2021 By Susan Y. Kim 2020-1 GRAT F1, F6
transaction AMKR Common Stock Gift -$15.5M -626K -50% $24.70 626K Oct 4, 2021 By James J. Kim 2018-1 GRAT F2, F6
transaction AMKR Common Stock Gift -$15.5M -626K -100% $24.70 0 Oct 4, 2021 By James J. Kim 2018-1 GRAT F3
transaction AMKR Common Stock Gift $3.86M +165K $23.45 165K Dec 27, 2021 By Susan Y. Kim 2012 Generation-Skipping Trust F4, F6
holding AMKR Common Stock 1.87M Jul 14, 2021 Direct
holding AMKR Common Stock 1.86M Jul 14, 2021 By spouse F6
holding AMKR Common Stock 6.43M Jul 14, 2021 By James J. Kim GRATs F5, F6
holding AMKR Common Stock 11.4M Jul 14, 2021 By trusts (excl. JJK GRATs, Susan Y. Kim 2020-1 GRAT & Susan Y. Kim 2012 Generation-Skipping Trust) F5, F6
holding AMKR Common Stock 49.6M Jul 14, 2021 By 915 Investments, LP F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 14, 2021, the Qualified Annuity Trust Under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement Dated 04/01/20 distributed 271,895 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and the reporting person are the co-trustees of the trust. The reporting person and Susan Y. Kim are father and daughter.
F2 On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to Susan Y. Kim. The reporting person and Susan Y. Kim are the co-trustees of the trust.
F3 On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to John T. Kim. The reporting person and John T. Kim are father and son.
F4 On December 27, 2021, Susan Y. Kim transferred 164,678 shares of the Issuer's Common Stock to Susins, LLC. Susins, LLC is being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Susan Y. Kim 2012 Generation-Skipping Trust Dated December 11, 2012 is being treated as a controlling shareholder of Susins, LLC. The reporting person is a trustee of said trust and members of his immediate family are beneficiaries thereof. The reporting person's indirect holding of these 164,678 shares of the Issuer's Common Stock was inadvertently omitted from his Form 4 that was filed with the Commission on January 4, 2022.
F5 The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members that own shares of the Issuer's Common Stock and (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own such shares.
F6 Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of the shares held by these trusts and partnerships. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.

Remarks:

7. The reporting person states that the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.