John T. Kim - 04 Oct 2021 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Member of 10% owner group (4), 10%+ Owner
Signature
/s/ Richard D. Rosen, Attorney-in-Fact
Issuer symbol
AMKR
Transactions as of
04 Oct 2021
Net transactions value
+$15,466,942
Form type
4
Filing time
21 Jan 2022, 10:21:06 UTC
Next filing
10 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $15,466,942 +626,192 +29% $24.70 2,777,225 04 Oct 2021 Direct F1
holding AMKR Common Stock 1,028,132 04 Oct 2021 By John T. Kim GRAT U/A Dtd 2/6/18 F3
holding AMKR Common Stock 13,884,832 04 Oct 2021 By trusts other than GRATs F2, F3
holding AMKR Common Stock 21,963,134 04 Oct 2021 By limited partnerships F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to the reporting person.
F2 The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own shares of the Issuer's Common Stock and (ii) a general partner of limited partnerships which own shares of the Issuer's Common Stock.
F3 Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Remarks:

4. The reporting person states that the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.