Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RAIL | Common Stock | Award | $0 | +14.1K | +99.74% | $0.00 | 28.3K | Jan 17, 2022 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RAIL | Employee Stock Option | Award | $0 | +8.8K | $0.00 | 8.8K | Jan 17, 2022 | Common stock | 8.8K | $3.82 | Direct | F3, F4, F5 | |
holding | RAIL | Employee Stock Option | 10.5K | Jan 17, 2022 | Common stock | 10.5K | $3.81 | Direct | F6 | |||||
holding | RAIL | Employee Stock Option | 50K | Jan 17, 2022 | Common stock | 50K | $2.38 | Direct | F7 | |||||
holding | RAIL | Employee Stock Appreciation Right | 25K | Jan 17, 2022 | Common stock | 25K | $2.58 | Direct | F8 |
Id | Content |
---|---|
F1 | Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 17, 2022 and will vest on January 17, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture). |
F2 | The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. |
F3 | Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan |
F4 | The options vest in three equal annual installments beginning on January 17, 2023. |
F5 | The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. |
F6 | On January 28, 2021, the recipient was granted 10,467 options which will vest in three equal annual installments beginning on January 28, 2022. |
F7 | On January 5, 2021 the recipient was granted 50,000 cash-settled stock appreciation rights.17,000 cash-settled stock appreciation rights are fully vested and currently exercisable, 16,500 cash-settled stock appreciations rights will vest on January 5, 2023 and 16,500 cash-settled stock appreciation rights will vest on January 5, 2024. |
F8 | On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights. 8,500 cash-settled stock appreciation rights are fully vested and currently exercisable, 8,250 cash-settled stock appreciation rights will vest on November 30, 2022 and 8,250 cash-settled stock appreciation rights will vest on November 30, 2023 |