Rales Mitchell P - Jan 15, 2022 Form 4 Insider Report for Colfax CORP (ENOV)

Role
Director
Signature
/s/ Mitchell P. Rales
Stock symbol
ENOV
Transactions as of
Jan 15, 2022
Transactions value $
$0
Form type
4
Date filed
1/19/2022, 03:30 PM
Previous filing
Jan 4, 2022
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENOV Common Stock, par value $.001 Conversion of derivative security +1.6M +140.07% 2.74M Jan 15, 2022 Direct F1
holding ENOV Common Stock, par value $.001 6M Jan 15, 2022 By single member LLCs F2
holding ENOV Common Stock, par value $.001 11.5K Jan 15, 2022 By trust for daughter
holding ENOV Common Stock, par value $.001 2.95K Jan 15, 2022 By trust for daughter
holding ENOV Common Stock, par value $.001 14.5K Jan 15, 2022 By trust for daughter
holding ENOV Common Stock, par value $.001 28K Jan 15, 2022 By spouse F3
holding ENOV Common Stock, par value $.001 679K Jan 15, 2022 By the Mitchell P. Rales Family Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENOV Tangible Equity Units (Right to Buy) Conversion of derivative security $0 -400K -100% $0.00* 0 Jan 15, 2022 Common Stock 1.6M Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Tangible Equity Unit ("TEU") included a prepaid stock purchase contract that automatically settled on January 15, 2022 for 4 shares of the Issuer's common stock.
F2 The reported shares are held through single-member LLCs, of which a revocable trust with the Reporting Person as the sole trustee and beneficiary is the sole member.
F3 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise.
F4 The reporting person is a trustee of the Mitchell P. Rales Family Trust.