Bruce L. Claflin - 18 Nov 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
Director
Signature
By: Michelle Rankin For: Bruce L. Claflin
Issuer symbol
CIEN
Transactions as of
18 Nov 2021
Net transactions value
$0
Form type
4
Filing time
19 Jan 2022, 13:48:33 UTC
Previous filing
13 Oct 2021
Next filing
01 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Gift $0 -11,136 -15% $0.000000 63,768 18 Nov 2021 Direct F1
holding CIEN Common Stock 11,136 18 Nov 2021 By spousal trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person contributed 11,136 shares of Ciena Corporation common stock to a trust, of which the reporting person's spouse is trustee. The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F2 The reporting person contributed 11,136 shares of Ciena Corporation common stock to a trust, of which the reporting person's spouse is trustee. The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.