Iconiq Strategic Partners II, L.P. - Dec 27, 2021 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
ICONIQ Strategic Partners II, L.P., By: ICONIQ Strategic Partners II GP, L.P., By: ICONIQ Strategic Partners II TT GP, Ltd., By: Kevin Foster, Title: Authorized Signatory, /s/ Kevin Foster
Stock symbol
CXM
Transactions as of
Dec 27, 2021
Transactions value $
-$5,205,391
Form type
4
Date filed
1/18/2022, 03:15 PM
Previous filing
Nov 18, 2021
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Sale -$2.34M -145K -2.18% $16.10 6.49M Dec 27, 2021 Direct F1, F2, F7, F8
transaction CXM Class A Common Stock Sale -$1.83M -114K -2.18% $16.10 5.08M Dec 27, 2021 By ICONIQ Strategic Partners II-B, L.P. F1, F3, F7, F8
transaction CXM Class A Common Stock Sale -$584K -36.4K -0.56% $16.05 6.46M Dec 28, 2021 Direct F2, F4, F7, F8
transaction CXM Class A Common Stock Sale -$457K -28.5K -0.56% $16.05 5.06M Dec 28, 2021 By ICONIQ Strategic Partners II-B, L.P. F3, F4, F7, F8
holding CXM Class A Common Stock 10.9M Dec 27, 2021 ICONIQ Strategic Partners, L.P. F5, F7, F8
holding CXM Class A Common Stock 2.75M Dec 27, 2021 ICONIQ Strategic Partners-B, L.P. F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F2 Shares held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II").
F3 Shares held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B")
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5 Shares held by ICONIQ Strategic Partners, L.P. ("ICONIQ").
F6 Shares held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B").
F7 ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP.
F8 Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.