Miriam L. Haas - 28 Nov 2021 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker Phillips, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
28 Nov 2021
Net transactions value
$0
Form type
5
Filing time
12 Jan 2022, 16:15:58 UTC
Next filing
10 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 -914,825 -15% $0.000000 5,085,175 08 Apr 2021 Class A Common Stock By grantor retained annuity trust F1, F2
transaction LEVI Class B Common Stock Other $0 +914,825 +2.4% $0.000000 38,774,087 08 Apr 2021 Class A Common Stock Direct F1, F2
transaction LEVI Class B Common Stock Other $0 -852,205 -17% $0.000000 4,232,970 08 Oct 2021 Class A Common Stock By grantor retained annuity trust F1, F2
transaction LEVI Class B Common Stock Other $0 +852,205 +2.2% $0.000000 39,526,292 08 Oct 2021 Class A Common Stock Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Shares reflect distributions from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.