Clay Thorp - 06 Jan 2022 Form 3 Insider Report for Vigil Neuroscience, Inc. (VIGL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
06 Jan 2022, 19:34:40 UTC
Prior SEC filing
18 Aug 2021
Next SEC filing
11 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer Ziolkowski, Attorney-in-Fact

Key filing fact

Clay Thorp filed Form 3 for Vigil Neuroscience, Inc. (VIGL) on 06 Jan 2022.

Key facts

  • This page summarizes Clay Thorp's Form 3 filing for Vigil Neuroscience, Inc. (VIGL).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 06 Jan 2022, 19:34.

Change

  • Previous filing in this sequence was filed on 18 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VIGL holding Derivative

Series A Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
06 Jan 2022
Ownership
By Hatteras Venture Partners VI, L.P.
Underlying class
Common Stock
Underlying amount
920,243
Exercise price
Footnotes
F1, F2
VIGL holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
06 Jan 2022
Ownership
By Hatteras Venture Partners VI, L.P.
Underlying class
Common Stock
Underlying amount
334,092
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares of Series A Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") are convertible into Common Stock on a one-for-2.7732 basis at the option of the holder, and will automatically convert into the number of shares shown in Column 3 immediately prior to the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.

Footnote F2

The shares are held directly by Hatteras Venture Partners VI, L.P. ("Hatteras VI"). Hatteras Venture Advisors VI, LLC ("HVA VI") is the general partner of Hatteras VI. The Reporting Person is a managing member of HVA VI and disclaims beneficial ownership of the shares held by Hatteras VI except to the extent of his pecuniary interest therein, if any.

SEC remarks

Exhibit 24 - Power of Attorney

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