Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APG | Common Stock | Other | $0 | +1.45M | $0.00 | 1.45M | Dec 31, 2021 | By Mariposa Acquisition IV, LLC | F1, F2 | |
transaction | APG | Common Stock | Other | $0 | -1.45M | -100% | $0.00* | 0 | Jan 4, 2022 | By Mariposa Acquisition IV, LLC | F2, F3 |
transaction | APG | Common Stock | Other | $0 | +1.45M | +46.38% | $0.00 | 4.57M | Jan 4, 2022 | By JTOO LLC | F3, F4 |
transaction | APG | Common Stock | Other | $0 | -4.66K | -0.1% | $0.00 | 4.56M | Jan 4, 2022 | By JTOO LLC | F4, F5 |
transaction | APG | Common Stock | Other | $120K | +4.66K | +0.41% | $25.67 | 1.13M | Jan 4, 2022 | Direct | F6 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | APG | Series A Preferred Stock | 768K | Dec 31, 2021 | Common Stock | 768K | By Mariposa Acquisition IV, LLC | F2, F7 |
Id | Content |
---|---|
F1 | Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. |
F2 | The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, of which Mr. Lillie is the manager, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,568,621 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
F3 | Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. |
F4 | The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
F5 | Represents a distribution by JTOO LLC to the Lillie 2015 Dynasty Trust, its member, for no consideration. |
F6 | In connection with an estate planning transaction, the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, settled certain amounts owed to Mr. Lillie using shares of the Issuer's Common Stock. |
F7 | The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date). |