| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APG | Common Stock | Other | $0 | +1.45M | $0.00 | 1.45M | Dec 31, 2021 | By Mariposa Acquisition IV, LLC | F1, F2 | |
| transaction | APG | Common Stock | Other | $0 | -1.45M | -100% | $0.00* | 0 | Jan 4, 2022 | By Mariposa Acquisition IV, LLC | F2, F3 |
| transaction | APG | Common Stock | Other | $0 | +1.45M | +34.09% | $0.00 | 5.69M | Jan 4, 2022 | By IGHA Holdings, LLLP | F3, F4 |
| transaction | APG | Common Stock | Other | $0 | -588K | -10.32% | $0.00 | 5.11M | Jan 4, 2022 | By IGHA Holdings, LLLP | F4, F5 |
| transaction | APG | Common Stock | Other | $15.6M | +588K | +3472.94% | $26.53 | 605K | Jan 4, 2022 | By Ian G. H. Ashken Living Trust | F6, F7, F8 |
| transaction | APG | Common Stock | Gift | $0 | -388K | -64.12% | $0.00 | 217K | Jan 4, 2022 | By Ian G. H. Ashken Living Trust | F8, F9 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | APG | Series A Preferred Stock | 768K | Dec 31, 2021 | Common Stock | 768K | By Mariposa Acquisition IV, LLC | F2, F10 | ||||||
| holding | APG | Restricted Stock Units | 4.88K | Dec 31, 2021 | Common Stock | 4.88K | Direct | F11, F12 |
| Id | Content |
|---|---|
| F1 | Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. |
| F2 | The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 5,693,621 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| F3 | Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. |
| F4 | The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| F5 | Represents a distribution by IGHA Holdings, LLLP to the IGHA Holdings Trust, its member, for no consideration. |
| F6 | In connection with an estate planning transaction, the IGHA Holdings Trust, of which Mr. Ashken is the grantor, settled certain amounts owed to Mr. Ashken using shares of the Issuer's Common Stock. |
| F7 | Includes 6,920 shares of Common Stock previously held directly by Mr. Ashken which were contributed to the Ashken Trust. |
| F8 | The shares of Common Stock reported herein are held directly by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| F9 | Mr. Ashken gifted these shares of Common Stock to a non-profit family foundation in an exempt transaction pursuant to Rule 16b-5 of the Exchange Act. |
| F10 | The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date). |
| F11 | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. |
| F12 | These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders |