Riadh Zine - Jan 1, 2022 Form 3 Insider Report for AKUMIN INC. (AKU)

Role
Co- Chief Executive Officer, Director
Signature
/s/ Thomas P. Conaghan as attorney-in-fact for Riadh Zine
Stock symbol
AKU
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/4/2022, 07:19 AM
Next filing
Apr 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKU Common Stock 4.4M Jan 1, 2022 Direct
holding AKU Common Stock 330K Jan 1, 2022 Direct F1
holding AKU Common Stock 900K Jan 1, 2022 Direct F2
holding AKU Common Stock 50K Jan 1, 2022 By registered retirement savings plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AKU Stock Option (right to buy) Jan 1, 2022 Common Stock 825K $0.50 Direct F3
holding AKU Stock Option (right to buy) Jan 1, 2022 Common Stock 875K $3.74 Direct F4
holding AKU Stock Option (right to buy) Jan 1, 2022 Common Stock 846K $3.29 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted 330,000 Restricted Share Units on March 9, 2021 under the Company's Amended and Restated Restricted Share Unit Plan (the "RSU Plan). Fifty percent of the Restricted Share Units will vest on March 9, 2022. The remaining 50% will vest on March 9, 2023.
F2 The Reporting Person was granted 900,000 Restricted Share Units on December 17, 2021 under the RSU Plan. Fifty percent of the Restricted Share Units will vest on December 17, 2022. The remaining 50% will vest on December 17, 2023.
F3 The Reporting Person was granted 825,268 Stock Options on March 15, 2016 under the Company's Amended and Restated Stock Option Plan (the "Option Plan"). One-hundred percent of the Stock Options have vested.
F4 The Reporting Person was granted 875,000 Stock Options on November 16, 2018 under the Option Plan. One-hundred percent of the Stock Options have vested.
F5 The Reporting Person was granted 846,000 Stock Options on November 18, 2019 under the Option Plan. Sixty-seven percent of the Stock Options have vested. The remaining 33% will vest on November 18, 2022.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney