SCW Capital Management, LP - Jan 1, 2022 Form 3 Insider Report for AKUMIN INC. (AKU)

Role
10%+ Owner
Signature
SCW CAPITAL MANAGEMENT, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
Stock symbol
AKU
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/3/2022, 06:08 PM
Next filing
Jan 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKU Common Shares 4.36M Jan 1, 2022 See Footnotes F1, F2, F3, F4, F5
holding AKU Common Shares 1.9M Jan 1, 2022 See Footnotes F1, F2, F3, F4, F6
holding AKU Common Shares 2.1M Jan 1, 2022 See Footnotes F1, F2, F3, F4, F7
holding AKU Common Shares 3.07M Jan 1, 2022 See Footnotes F1, F2, F3, F4, F8
holding AKU Common Shares 60K Jan 1, 2022 See Footnotes F1, F2, F3, F4, F9
holding AKU Common Shares 110K Jan 1, 2022 See Footnotes F1, F2, F3, F4, F10
holding AKU Common Shares 33.3K Jan 1, 2022 See Footnotes F1, F2, F3, F4, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is jointly filed by and on behalf of each of SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Robert N. Cathey, John R. Wagner, and G. Stacy Smith are the direct beneficial owners of the securities covered by this statement.
F2 SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Robert N. Cathey, John R. Wagner, and G. Stacy Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.
F3 Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
F4 Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
F5 SCW Capital, LP is the record and direct beneficial owner of these securities of the issuer.
F6 SCW Capital QP, LP is the record and direct beneficial owner of these securities of the issuer.
F7 SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the issuer.
F8 SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the issuer.
F9 Robert N. Cathey is the record and direct beneficial owner of these securities of the issuer.
F10 John R. Wagner is the record and direct beneficial owner of these securities of the issuer.
F11 G. Stacy Smith is the record and direct beneficial owner of these securities of the issuer.