Murray Lee - 01 Jan 2022 Form 3 Insider Report for AKUMIN INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
03 Jan 2022, 14:00:36 UTC
Next SEC filing
04 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas P. Conaghan as attorney-in-fact for Murray Lee

Key filing fact

Murray Lee filed Form 3 for AKUMIN INC. on 03 Jan 2022.

Key facts

  • This page summarizes Murray Lee's Form 3 filing for AKUMIN INC..
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2022, 14:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AKU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
166,829
Date
01 Jan 2022
Ownership
Direct
AKU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
21,008
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1
AKU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,500
Date
01 Jan 2022
Ownership
As trustee
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AKU holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$3.74
Footnotes
F3
AKU holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
52,213
Exercise price
$3.29
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The Reporting Person was granted 21,008 Restricted Share Units on March 9, 2021 under the Company's Amended and Restated Restricted Share Unit Plan (the "RSU Plan). Fifty percent of the Restricted Share Units will vest on March 9, 2022. The remaining 50% will vest on March 9, 2023.

Footnote F2

Represents shares of Common Stock held by trusts for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. The Reporting Person has sole voting and dispositive power with respect to such shares of Common Stock. The Reporting Person disclaims any pecuniary interest in such shares of Common Stock.

Footnote F3

The Reporting Person was granted 50,000 Stock Options on November 16, 2018 under the Company's Amended and Restated Stock Option Plan (the "Plan"). One-hundred percent of the Stock Options have vested.

Footnote F4

The Reporting Person was granted 52,213 Stock Options on November 18, 2019 under the Plan. Sixty-seven percent of the Stock Options have vested. The remaining 33% will vest on November 18, 2022.

SEC remarks

Exhibit List - Exhibit 24 - Power of Attorney

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