Murray Lee - Jan 1, 2022 Form 3 Insider Report for AKUMIN INC. (AKU)

Role
Director
Signature
/s/ Thomas P. Conaghan as attorney-in-fact for Murray Lee
Stock symbol
AKU
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/3/2022, 02:00 PM
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKU Common Stock 167K Jan 1, 2022 Direct
holding AKU Common Stock 21K Jan 1, 2022 Direct F1
holding AKU Common Stock 4.5K Jan 1, 2022 As trustee F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AKU Stock Option (right to buy) Jan 1, 2022 Common Stock 50K $3.74 Direct F3
holding AKU Stock Option (right to buy) Jan 1, 2022 Common Stock 52.2K $3.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted 21,008 Restricted Share Units on March 9, 2021 under the Company's Amended and Restated Restricted Share Unit Plan (the "RSU Plan). Fifty percent of the Restricted Share Units will vest on March 9, 2022. The remaining 50% will vest on March 9, 2023.
F2 Represents shares of Common Stock held by trusts for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. The Reporting Person has sole voting and dispositive power with respect to such shares of Common Stock. The Reporting Person disclaims any pecuniary interest in such shares of Common Stock.
F3 The Reporting Person was granted 50,000 Stock Options on November 16, 2018 under the Company's Amended and Restated Stock Option Plan (the "Plan"). One-hundred percent of the Stock Options have vested.
F4 The Reporting Person was granted 52,213 Stock Options on November 18, 2019 under the Plan. Sixty-seven percent of the Stock Options have vested. The remaining 33% will vest on November 18, 2022.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney