Elon Musk - 28 Dec 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
CEO, Director, 10%+ Owner
Signature
By: Aaron Beckman by Power of Attorney For: Elon Musk
Issuer symbol
TSLA
Transactions as of
28 Dec 2021
Net transactions value
-$11,865,297
Form type
4
Filing time
28 Dec 2021, 19:48:31 UTC
Previous filing
22 Dec 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Sale $554,655 -500 -0.08% $1109.31 630,241 28 Dec 2021 Direct F1, F2
transaction TSLA Common Stock Sale $2,230,788 -2,008 -0.32% $1110.95 628,233 28 Dec 2021 Direct F1, F2
transaction TSLA Common Stock Sale $2,891,551 -2,600 -0.41% $1112.14 625,633 28 Dec 2021 Direct F1, F2, F3
transaction TSLA Common Stock Sale $4,401,225 -3,947 -0.63% $1115.08 621,686 28 Dec 2021 Direct F1, F2, F4
transaction TSLA Common Stock Sale $1,004,535 -900 -0.14% $1116.15 620,786 28 Dec 2021 Direct F1, F2
transaction TSLA Common Stock Sale $782,544 -700 -0.11% $1117.92 620,086 28 Dec 2021 Direct F1, F2
holding TSLA Common Stock 177,032,165 28 Dec 2021 by Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON SEPTEMBER 14, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY SALE OF SHARES RELATED TO THE EXERCISES OF OPTIONS SCHEDULED TO EXPIRE IN 2022. THIS RULE 10B5-1 TRADING PLAN WAS COMPLETED ON DECEMBER 28, 2021.
F2 The shares of common stock were sold solely to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 1,554,176 shares as reported herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,112.040 to $1,112.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,115.040 to $1,115.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is trustee.

Remarks:

This Form 4 is the second of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 36 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.