Elon Musk - Dec 28, 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
CEO, Director, 10%+ Owner
Signature
By: Aaron Beckman by Power of Attorney For: Elon Musk
Stock symbol
TSLA
Transactions as of
Dec 28, 2021
Transactions value $
-$11,865,297
Form type
4
Date filed
12/28/2021, 07:48 PM
Previous filing
Dec 22, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Sale -$555K -500 -0.08% $1,109.31 630K Dec 28, 2021 Direct F1, F2
transaction TSLA Common Stock Sale -$2.23M -2.01K -0.32% $1,110.95 628K Dec 28, 2021 Direct F1, F2
transaction TSLA Common Stock Sale -$2.89M -2.6K -0.41% $1,112.14 626K Dec 28, 2021 Direct F1, F2, F3
transaction TSLA Common Stock Sale -$4.4M -3.95K -0.63% $1,115.08 622K Dec 28, 2021 Direct F1, F2, F4
transaction TSLA Common Stock Sale -$1M -900 -0.14% $1,116.15 621K Dec 28, 2021 Direct F1, F2
transaction TSLA Common Stock Sale -$783K -700 -0.11% $1,117.92 620K Dec 28, 2021 Direct F1, F2
holding TSLA Common Stock 177M Dec 28, 2021 by Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON SEPTEMBER 14, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY SALE OF SHARES RELATED TO THE EXERCISES OF OPTIONS SCHEDULED TO EXPIRE IN 2022. THIS RULE 10B5-1 TRADING PLAN WAS COMPLETED ON DECEMBER 28, 2021.
F2 The shares of common stock were sold solely to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 1,554,176 shares as reported herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,112.040 to $1,112.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,115.040 to $1,115.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is trustee.

Remarks:

This Form 4 is the second of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 36 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.