Todd R. Ford - Dec 20, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2021
Transactions value $
$0
Form type
4
Date filed
12/22/2021, 07:29 PM
Previous filing
Dec 15, 2021
Next filing
Mar 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -6.25K -10% $0.00 56.3K Dec 20, 2021 Class B Common Stock 6.25K Direct F1, F2
transaction HCP Class B Common Stock Options Exercise $0 +6.25K +16.67% $0.00 43.8K Dec 20, 2021 Class A Common Stock 6.25K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F2 The RSUs vest in nine equal quarterly installments beginning on March 20, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.