David McJannet - Dec 15, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
CEO and Chairman, Director
Signature
/s/ Paul Warensky, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 15, 2021
Transactions value $
-$105,086
Form type
4
Date filed
12/17/2021, 04:06 PM
Previous filing
Dec 15, 2021
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +305 305 Dec 15, 2021 See footnote F1, F2
transaction HCP Class A Common Stock Sale -$26K -305 -100% $85.24 0 Dec 15, 2021 See footnote F2, F3
transaction HCP Class A Common Stock Conversion of derivative security +930 930 Dec 16, 2021 See footnote F1, F2
transaction HCP Class A Common Stock Sale -$79.1K -930 -100% $85.04 0 Dec 16, 2021 See footnote F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -305 -0.02% $0.00 1.42M Dec 15, 2021 Class A Common Stock 305 See footnote F1, F5
transaction HCP Class B Common Stock Conversion of derivative security $0 -930 -0.07% $0.00 1.42M Dec 16, 2021 Class A Common Stock 930 See footnote F1, F5
holding HCP Class B Common Stock 71.7K Dec 15, 2021 Class A Common Stock 71.7K Direct F1
holding HCP Class B Common Stock 681K Dec 15, 2021 Class A Common Stock 681K See footnote F1, F6
holding HCP Class B Common Stock 681K Dec 15, 2021 Class A Common Stock 681K See footnote F1, F7
holding HCP Class B Common Stock 60K Dec 15, 2021 Class A Common Stock 60K See footnote F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 The shares are held of record by a family trust for which the reporting person serves as a trustee.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.215 to 85.245, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.13, inclusive.
F5 The shares are held of record by a family trust for which the reporting person serves as a trustee.
F6 The shares are held of record by the Emerald GST Non-Exempt Trust.
F7 The shares are held of record by the Sapphire GST Non-Exempt Trust.
F8 The shares are held of record by an additional family trust.