QVT Financial LP - 10 Dec 2021 Form 4 Insider Report for MP Materials Corp. / DE (MP)

Role
Director, Director by Deputization, 10%+ Owner
Signature
/s/ Meg Eisner
Issuer symbol
MP
Transactions as of
10 Dec 2021
Net transactions value
-$16,223,212
Form type
4
Filing time
14 Dec 2021, 16:00:14 UTC
Previous filing
01 Oct 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MP Class A Common Stock Sale $3,237,535 -68,389 -0.67% $47.34 10,128,160 10 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1
transaction MP Class A Common Stock Sale $530,161 -11,199 -0.67% $47.34 1,658,605 10 Dec 2021 Held by QVT Family Office Onshore LP F1
transaction MP Class A Common Stock Sale $2,623,204 -55,412 -0.67% $47.34 8,206,628 10 Dec 2021 Held by Saratoga Park Ltd F1
transaction MP Class A Common Stock Sale $4,980,840 -105,571 -1% $47.18 10,022,589 10 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1
transaction MP Class A Common Stock Sale $815,648 -17,288 -1% $47.18 1,641,317 10 Dec 2021 Held by QVT Family Office Onshore LP F1
transaction MP Class A Common Stock Sale $4,035,824 -85,541 -1% $47.18 8,121,087 10 Dec 2021 Held by Saratoga Park Ltd F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,784,993 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E.