Decarbonization Plus Acquisition Sponsor III LLC - Dec 8, 2021 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role
10%+ Owner
Signature
Decarbonization Plus Acquisition Sponsor III LLC, /s/ Peter Haskopoulos, Managing Director
Stock symbol
SLDP
Transactions as of
Dec 8, 2021
Transactions value $
-$11,051,030
Form type
4
Date filed
12/10/2021, 07:20 PM
Previous filing
Oct 27, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLDP Warrants (right to buy) Other -$11.1M -7.37M -50% $1.50 7.37M Dec 8, 2021 Class A Common Stock 7.37M $11.50 See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Decarbonization Plus Acquisition Sponsor III LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The warrants will expire on December 8, 2026, five years after the completion of the issuer's initial business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.
F2 These warrants represent warrants held by Decarbonization Plus Acquisition Sponsor III LLC that were acquired pursuant to the private placement warrants purchase agreement, dated March 23, 2021. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor III LLC.
F3 Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.