Lars Norell - Dec 9, 2021 Form 4 Insider Report for Altus Power, Inc. (AMPS)

Role
CO-FOUNDER, CO-CHIEF EXECUTIVE OFFICER, AND CO-PRESIDENT, Director
Signature
By: /s/ Sophia Lee, Attorney-in-Fact
Stock symbol
AMPS
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/9/2021, 08:34 PM
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPS Class A Common Stock Award +21.8M 21.8M Dec 9, 2021 By Start Capital LLC F1, F2, F3
transaction AMPS Class A Common Stock Award +2.85M 2.85M Dec 9, 2021 By Start Capital Trust F1, F2, F4
transaction AMPS Class A Common Stock Award +1.43M 1.43M Dec 9, 2021 By Viola Profectus Trust F1, F2, F5
transaction AMPS Class A Common Stock Award +1.43M 1.43M Dec 9, 2021 By Excelsior Profectus Trust F1, F2, F5
transaction AMPS Class A Common Stock Award +1.43M 1.43M Dec 9, 2021 By Latifolia Profectus Trust F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received pursuant to the Business Combination Agreement, dated as of July 12, 2021 (as amended, the "Merger Agreement"), by and among Altus Power, Inc. (f/k/a CBRE Acquisition Holdings, Inc.) (the "Issuer"), CBAH Merger Sub I, Inc. ("First Merger Sub"), CBAH Merger Sub II, LLC ("Second Merger Sub"), Altus Power America Holdings, LLC, APAM Holdings LLC and Altus Power, Inc. (the "Company"), pursuant to which First Merger Sub merged with and into the Company with the Company continuing as the surviving corporation (the "First Merger"), and immediately thereafter the Company merged with and into Second Merger Sub, with Second Merger Sub continuing as the surviving entity and as a wholly owned subsidiary of the Issuer (the "Second Merger" and together with the First Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").
F2 (Continued from Footnote 1) As a result, the Company became a wholly-owned subsidiary of the Issuer, with the stockholders of the Company becoming stockholders of the Issuer.
F3 Shares held by Start Capital LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4 Shares held by Start Capital Trust, for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.
F5 Shares held in an irrevocable trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.

Remarks:

CO-FOUNDER, CO-CHIEF EXECUTIVE OFFICER, AND CO-PRESIDENT