GGV Capital V L.L.C. - Dec 8, 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role: 10%+ Owner
Signature: GGV Capital Select L.L.C., by /s/ Glenn Solomon, Managing Director
Stock symbol: HCP
Transactions as of: Dec 8, 2021
Transactions value $: $0
Form type: 3
Date filed: 12/8/2021, 05:02 PM
Previous filing: Sep 13, 2021
Next filing: Dec 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HCP	Common Stock						2.13M	Dec 8, 2021	See footnote	F1, F2
holding	HCP	Common Stock						1.13M	Dec 8, 2021	See footnote	F1, F3
holding	HCP	Common Stock						41.6K	Dec 8, 2021	See footnote	F1, F4
holding	HCP	Common Stock						576K	Dec 8, 2021	See footnote	F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HCP	Series A Convertible Preferred Stock							Dec 8, 2021	Common Stock	2.29M		See footnote	F1, F3, F6
holding	HCP	Series A Convertible Preferred Stock							Dec 8, 2021	Common Stock	83.9K		See footnote	F1, F4, F6
holding	HCP	Series B Convertible Preferred Stock							Dec 8, 2021	Common Stock	15.2M		See footnote	F1, F3, F7
holding	HCP	Series B Convertible Preferred Stock							Dec 8, 2021	Common Stock	559K		See footnote	F1, F4, F7
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	2.07M		See footnote	F1, F2, F8
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	2.34M		See footnote	F1, F3, F8
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	86K		See footnote	F1, F4, F8
holding	HCP	Series D Convertible Preferred Stock							Dec 8, 2021	Common Stock	2.08M		See footnote	F1, F2, F9
holding	HCP	Series E Convertible Preferred Stock							Dec 8, 2021	Common Stock	864K		See footnote	F1, F10, F11
holding	HCP	Series E Convertible Preferred Stock							Dec 8, 2021	Common Stock	259K		See footnote	F1, F5, F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F2	The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F3	The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F4	The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F5	The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F6	Each share of Series A Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F7	Each share of Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F8	Each share of Series C Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F9	Each share of Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F10	Each share of Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F11	The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.