Redpoint Omega II, LLC - Dec 8, 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role: 10%+ Owner
Signature: Redpoint Omega II, LLC, by Scott Raney, Managing Director
Stock symbol: HCP
Transactions as of: Dec 8, 2021
Transactions value $: $0
Form type: 3
Date filed: 12/8/2021, 04:53 PM
Next filing: Dec 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HCP	Common Stock						3.21M	Dec 8, 2021	See footnote	F1, F2
holding	HCP	Common Stock						99.3K	Dec 8, 2021	See footnote	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HCP	Series B Convertible Preferred Stock							Dec 8, 2021	Common Stock	8.35M		See footnote	F1, F2, F4
holding	HCP	Series B Convertible Preferred Stock							Dec 8, 2021	Common Stock	258K		See footnote	F1, F3, F4
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	4.36M		See footnote	F1, F2, F5
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	135K		See footnote	F1, F3, F5
holding	HCP	Series D Convertible Preferred Stock							Dec 8, 2021	Common Stock	700K		See footnote	F1, F2, F6
holding	HCP	Series D Convertible Preferred Stock							Dec 8, 2021	Common Stock	21.7K		See footnote	F1, F3, F6
holding	HCP	Series E Convertible Preferred Stock							Dec 8, 2021	Common Stock	660K		See footnote	F1, F7, F8
holding	HCP	Series E Convertible Preferred Stock							Dec 8, 2021	Common Stock	31.1K		See footnote	F1, F7, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F2	The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F3	The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4	Each share of Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F5	Each share of Series C Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F6	Each share of Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F7	Each share of Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F8	The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F9	The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.