Marc Holmes - Dec 8, 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Marketing Officer
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 8, 2021
Transactions value $
$0
Form type
3
Date filed
12/8/2021, 04:05 PM
Next filing
Dec 15, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 314K $5.32 Direct F1, F2
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 100K $5.70 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying the option vested as to 25% of the total shares on February 19, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
F2 Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F3 The shares underlying the option vested as to 25% of the total shares on July 25, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney