Armon Dadgar - Dec 8, 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Technology Officer, Director, 10%+ Owner
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 8, 2021
Transactions value $
$0
Form type
3
Date filed
12/8/2021, 03:59 PM
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HCP Common Stock 481K Dec 8, 2021 Direct F1
holding HCP Common Stock 15.2M Dec 8, 2021 See footnote F1, F2
holding HCP Common Stock 2.34M Dec 8, 2021 See footnote F1, F3
holding HCP Common Stock 700K Dec 8, 2021 See footnote F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 210K $1.03 Direct F1, F5
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 105K $5.70 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F2 The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
F3 The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
F4 The shares are held of record by Black Swan III, LLC which the reporting person controls.
F5 The shares underlying the option vest in 48 equal monthly installments beginning on March 1, 2019.
F6 The shares underlying the option vested as to 25% of the total shares on March 4, 2020 and the remaining shares vest in 36 equal monthly installments beginning on April 1, 2020.

Remarks:

Exhibit 24 - Power of Attorney