David McJannet - Dec 8, 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role
CEO & Chairman, Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 8, 2021
Transactions value $
$0
Form type
3
Date filed
12/8/2021, 03:56 PM
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HCP Common Stock 1.42M Dec 8, 2021 See footnote F1, F2
holding HCP Common Stock 681K Dec 8, 2021 See footnote F1, F3
holding HCP Common Stock 681K Dec 8, 2021 See footnote F1, F4
holding HCP Common Stock 60K Dec 8, 2021 See footnote F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 2.84M $0.12 Direct F1, F6
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 530K $1.03 Direct F1, F7
holding HCP Employee Stock Option (right to buy) Dec 8, 2021 Common Stock 266K $5.70 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F2 The shares are held of record by a family trust for which the reporting person serves as a trustee.
F3 The shares are held of record by the Emerald GST Non-Exempt Trust
F4 The shares are held of record by the Sapphire GST Non-Exempt Trust.
F5 The shares are held of record by an additional family trust.
F6 The shares underlying the option are fully vested and immediately exercisable.
F7 The shares underlying the option vest in 48 equal monthly installments beginning on March 1, 2019.
F8 The shares underlying the option vested as to 25% of the total shares on March 4, 2020 and the remaining shares vest in 36 equal monthly installments beginning on April 1, 2020.

Remarks:

Exhibit 24 - Power of Attorney