Garner B. Meads III - Dec 2, 2021 Form 3 Insider Report for Vivint Smart Home, Inc. (VVNT)

Signature
/s/ Garner B. Meads, III
Stock symbol
VVNT
Transactions as of
Dec 2, 2021
Transactions value $
$0
Form type
3
Date filed
12/6/2021, 06:21 PM
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VVNT Class A Common Stock 12.6K Dec 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VVNT Restricted Stock Units Dec 2, 2021 Class A Common Stock 16.6K Direct F1
holding VVNT Restricted Stock Units Dec 2, 2021 Class A Common Stock 14.5K Direct F2
holding VVNT Restricted Stock Units Dec 2, 2021 Class A Common Stock 38.9K Direct F3
holding VVNT Stock Appreciation Rights Dec 2, 2021 Class A Common Stock 10.8K $13.47 Direct F4
holding VVNT Stock Appreciation Rights Dec 2, 2021 Class A Common Stock 6.48K $20.41 Direct F5
holding VVNT Restricted Stock Units Dec 2, 2021 Class A Common Stock 5.98K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents unvested restricted stock units which will vest in three equal installments on March 1, 2022, 2023 and 2024, and upon vesting, will each be settled by delivery of one share of Class A common stock of the Issuer ("Class A Common Stock") or cash.
F2 Represents unvested restricted stock units granted on March 25, 2021, which will vest in four equal annual installments beginning on the first anniversary of the grant date and upon vesting, will each be settled by delivery of one share of Class A Common Stock or cash.
F3 Represents unvested restricted stock units granted on August 12, 2021, which will vest in four equal annual installments beginning on the first anniversary of the grant date and upon vesting, will each be settled by delivery of one share of Class A Common Stock or cash.
F4 These stock appreciation rights are fully vested.
F5 These stock appreciation rights are fully vested.
F6 Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance condition of which was deemed satisfied on March 1, 2021. Of the performance-based restricted stock units deemed acquired on March 1, 2021, 5,975 vested immediately and the remaining 5,976 will vest on March 1, 2022. Each vested performance-based restricted stock unit will be settled by delivery of one share of Class A Common Stock or cash.

Remarks:

Chief Legal Officer and Secretary Exhibit 24 - Power of Attorney