Judy Eun Joo Hong - 19 Nov 2021 Form 3 Insider Report for Canopy Growth Corp (CGC)

Role
Chief Financial Officer, Interim
Signature
/s/ Emily Howe for Judy Eun Joo Hong
Issuer symbol
CGC
Transactions as of
19 Nov 2021
Net transactions value
$0
Form type
3
Filing time
03 Dec 2021, 18:04:12 UTC
Previous filing
07 Dec 2021
Next filing
30 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CGC Common Shares 6,710 19 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CGC Stock Option 19 Nov 2021 Common Shares 34,867 $26.27 Direct F2, F3
holding CGC Stock Option 19 Nov 2021 Common Shares 5,646 $21.34 Direct F3, F4
holding CGC Stock Option 19 Nov 2021 Common Shares 4,083 $30.87 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 2,823 restricted stock units ("RSUs") granted on March 27, 2020 that have not vested, 1,411 and 1,412 of which will vest on the second and third anniversary of the dated of grant, respectively, (ii) 3,063 RSUs granted on June 9, 2021 that will vest in three equal annual installments on the first, second and third anniversary of the grant date and (iii) 824 Common Shares.
F2 These stock options were granted on December 24, 2019. 6,000 of these stock options have vested and are exercisable and 14,433 and 14,434 will vest on the second and third anniversary of the date of grant, respectively.
F3 The exercise price is expressed in Canadian dollars.
F4 These stock options were granted on March 27, 2020. 1,882 of these stock options have vested and are exercisable, and 1,882 will vest on each of the second and third anniversaries of the date of grant.
F5 These stock options were granted on June 9, 2021 and will vest in three equal annual installments on the first, second and third anniversaries of the date of grant.

Remarks:

Chief Financial Officer, Interim