Key facts
- This page summarizes Daniel Neukomm's Form 4 filing for TPCO Holding Corp. (GRAM).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Dec 2021, 16:06.
Daniel Neukomm - 01 Dec 2021 Form 4 Insider Report for TPCO Holding Corp. (GRAM)
- Reporting relationship
- Director
- Issuer ticker
- GRAM
- Reported as of
- 01 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Dec 2021, 16:06:22 UTC
- Prior SEC filing
- 08 Oct 2021
- Next SEC filing
- 16 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- By: /s/ Daniel Neukomm
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel Neukomm filed Form 4 for TPCO Holding Corp. (GRAM) on 03 Dec 2021.
Change
- Previous filing in this sequence was filed on 08 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GRAMF
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +5,056
- Change %
- Price
- Shares after
- 5,056
- Date
- 01 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
GRAMF
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,323,664
- Date
- 01 Dec 2021
- Ownership
- See Footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GRAMF
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,056
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 15,170
- Date
- 01 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 5,056
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
Footnote F2
These shares are held by GRHP Investments, LLC Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
Footnote F3
On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.