DAVID J. NEITHERCUT - 24 Nov 2021 Form 4 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director
Signature
/s/ Samantha Thompson, Attorney-in-fact
Issuer symbol
EQR
Transactions as of
24 Nov 2021
Net transactions value
-$2,490,717
Form type
4
Filing time
29 Nov 2021, 15:05:15 UTC
Previous filing
19 Nov 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQR Common Shares Of Beneficial Interest Options Exercise $3,488,091 +67,941 +2364% $51.34 70,815 24 Nov 2021 Family Limited Partnership F1
transaction EQR Common Shares Of Beneficial Interest Sale $5,978,808 -67,941 -96% $88.00 2,874 24 Nov 2021 Family Limited Partnership F1
holding EQR Common Shares Of Beneficial Interest 3,392 24 Nov 2021 Direct
holding EQR Common Shares Of Beneficial Interest 56,464 24 Nov 2021 Trust I F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -67,941 -100% $0.000000* 0 24 Nov 2021 Common Shares Of Beneficial Interest 67,941 $51.34 Family Limited Partnership F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
F2 Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
F3 Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.