Elon Musk - Nov 23, 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Signature
By: Aaron Beckman by Power of Attorney For: Elon Musk
Stock symbol
TSLA
Transactions as of
Nov 23, 2021
Transactions value $
-$148,102,963
Form type
4
Date filed
11/23/2021, 08:34 PM
Previous filing
Nov 16, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Sale -$15.6M -13.4K -0.99% $1,163.73 1.33M Nov 23, 2021 Direct F1, F2, F3
transaction TSLA Common Stock Sale -$8.62M -7.4K -0.56% $1,164.98 1.32M Nov 23, 2021 Direct F1, F2, F4
transaction TSLA Common Stock Sale -$8.42M -7.22K -0.55% $1,166.01 1.32M Nov 23, 2021 Direct F1, F2, F5
transaction TSLA Common Stock Sale -$14.3M -12.2K -0.93% $1,167.18 1.3M Nov 23, 2021 Direct F1, F2, F6
transaction TSLA Common Stock Sale -$1.87M -1.61K -0.12% $1,167.92 1.3M Nov 23, 2021 Direct F1, F2, F7
transaction TSLA Common Stock Sale -$5.17M -4.42K -0.34% $1,169.46 1.3M Nov 23, 2021 Direct F1, F2, F8
transaction TSLA Common Stock Sale -$12.5M -10.7K -0.82% $1,170.78 1.29M Nov 23, 2021 Direct F1, F2, F9
transaction TSLA Common Stock Sale -$16.8M -14.4K -1.12% $1,171.95 1.27M Nov 23, 2021 Direct F1, F2, F10
transaction TSLA Common Stock Sale -$15.4M -13.1K -1.03% $1,172.92 1.26M Nov 23, 2021 Direct F1, F2, F11
transaction TSLA Common Stock Sale -$18.4M -15.7K -1.25% $1,173.93 1.24M Nov 23, 2021 Direct F1, F2, F12
transaction TSLA Common Stock Sale -$5M -4.26K -0.34% $1,175.01 1.24M Nov 23, 2021 Direct F1, F2, F13
transaction TSLA Common Stock Sale -$5.8M -4.93K -0.4% $1,175.69 1.24M Nov 23, 2021 Direct F1, F2, F14
transaction TSLA Common Stock Sale -$4.94M -4.2K -0.34% $1,177.09 1.23M Nov 23, 2021 Direct F1, F2, F15
transaction TSLA Common Stock Sale -$13.1M -11.1K -0.9% $1,178.09 1.22M Nov 23, 2021 Direct F1, F2, F16
transaction TSLA Common Stock Sale -$2.12M -1.8K -0.15% $1,179.08 1.22M Nov 23, 2021 Direct F1, F2, F17
holding TSLA Common Stock 169M Nov 23, 2021 by Trust F18
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON SEPTEMBER 14, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY SALE OF SHARES RELATED TO THE EXERCISES OF OPTIONS SCHEDULED TO EXPIRE IN 2022.
F2 The shares of common stock were sold solely to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 2,152,681 shares as reported herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,163.550 to $1,164.420, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,164.550 to $1,165.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,165.610 to $1,166.400, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,166.690 to $1,167.570, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,167.710 to $1,168.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,169.170 to $1,170.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,170.290 to $1,171.230, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,171.440 to $1,172.290, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,172.440 to $1,173.210, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,173.440 to $1,174.360, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,174.590 to $1,175.420, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,175.600 to $1,176.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,176.610 to $1,177.400, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,177.640 to $1,178.610, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,178.910 to $1,179.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is trustee.

Remarks:

This Form 4 is the fourth of four Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into four filings to cover all 105 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.