Edwin M. Kania Jr. - 17 Nov 2021 Form 4 Insider Report for TransMedics Group, Inc. (TMDX)

Role
Director
Signature
By: /s/ Edwin M. Kania, Jr.
Issuer symbol
TMDX
Transactions as of
17 Nov 2021
Net transactions value
$0
Form type
4
Filing time
22 Nov 2021, 05:05:57 UTC
Previous filing
01 Jun 2021
Next filing
30 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMDX Common Stock Other $0 -779,571 -100% $0.000000* 0 17 Nov 2021 By OneLiberty Ventures 2000, L.P. F1, F5
transaction TMDX Common Stock Other $0 -25,234 -100% $0.000000* 0 17 Nov 2021 By OneLiberty Advisors Fund 2000, L.P. F2, F5
transaction TMDX Common Stock Other $0 -3,873 -100% $0.000000* 0 19 Nov 2021 By OneLiberty Partners 2000, LLC F3, F5
transaction TMDX Common Stock Gift $0 -11,000 -19% $0.000000 46,142 17 Nov 2021 OneLiberty Ventures, Inc. F5
transaction TMDX Common Stock Other $0 -46,142 -100% $0.000000* 0 17 Nov 2021 OneLiberty Ventures, Inc. F3, F4, F5
transaction TMDX Common Stock Other $0 +48,966 +32% $0.000000 202,893 19 Nov 2021 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 17, 2021, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") effected a distribution with respect to these shares to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F2 On November 17, 2021, OneLiberty Advisors Fund 2000, L.P. ("OneLiberty Advisors 2000," together with OneLiberty 2000, the "OneLiberty Funds") effected a distribution with respect to these shares to its limited partners and sole general partner, OneLiberty GP, pro rata and without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F3 On November 19, 2021, OneLiberty GP effected a distribution with respect to these shares to its members, pro rata and without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F4 On November 17, 2021, OneLiberty Ventures, Inc. effected a distribution of these shares to its sole stockholder, without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F5 Edwin M. Kania, Jr. is a manager of OneLiberty GP, which is the general partner of the OneLiberty Funds. Mr. Kania is also the principal of OneLiberty Ventures, Inc., which is the management company for, and provides services in connection with the investment activities of, the OneLiberty Funds. By virtue of the foregoing relationships, Mr. Kania may be deemed to indirectly beneficially own the securities held by OneLiberty GP, the OneLiberty Funds and OneLiberty Ventures, Inc., however he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.