Edwin M. Kania Jr - Nov 17, 2021 Form 4 Insider Report for TransMedics Group, Inc. (TMDX)

Role
Director
Signature
By: /s/ Edwin M. Kania, Jr.
Stock symbol
TMDX
Transactions as of
Nov 17, 2021
Transactions value $
$0
Form type
4
Date filed
11/22/2021, 05:05 AM
Previous filing
Jun 1, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMDX Common Stock Other $0 -780K -100% $0.00* 0 Nov 17, 2021 By OneLiberty Ventures 2000, L.P. F1, F5
transaction TMDX Common Stock Other $0 -25.2K -100% $0.00* 0 Nov 17, 2021 By OneLiberty Advisors Fund 2000, L.P. F2, F5
transaction TMDX Common Stock Other $0 -3.87K -100% $0.00* 0 Nov 19, 2021 By OneLiberty Partners 2000, LLC F3, F5
transaction TMDX Common Stock Gift $0 -11K -19.25% $0.00 46.1K Nov 17, 2021 OneLiberty Ventures, Inc. F5
transaction TMDX Common Stock Other $0 -46.1K -100% $0.00* 0 Nov 17, 2021 OneLiberty Ventures, Inc. F3, F4, F5
transaction TMDX Common Stock Other $0 +49K +31.81% $0.00 203K Nov 19, 2021 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 17, 2021, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") effected a distribution with respect to these shares to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F2 On November 17, 2021, OneLiberty Advisors Fund 2000, L.P. ("OneLiberty Advisors 2000," together with OneLiberty 2000, the "OneLiberty Funds") effected a distribution with respect to these shares to its limited partners and sole general partner, OneLiberty GP, pro rata and without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F3 On November 19, 2021, OneLiberty GP effected a distribution with respect to these shares to its members, pro rata and without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F4 On November 17, 2021, OneLiberty Ventures, Inc. effected a distribution of these shares to its sole stockholder, without consideration. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act, as amended.
F5 Edwin M. Kania, Jr. is a manager of OneLiberty GP, which is the general partner of the OneLiberty Funds. Mr. Kania is also the principal of OneLiberty Ventures, Inc., which is the management company for, and provides services in connection with the investment activities of, the OneLiberty Funds. By virtue of the foregoing relationships, Mr. Kania may be deemed to indirectly beneficially own the securities held by OneLiberty GP, the OneLiberty Funds and OneLiberty Ventures, Inc., however he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.