Alberto Recchi - Nov 17, 2021 Form 4 Insider Report for Shapeways Holdings, Inc. (SHPW)

Role
Director
Signature
/s/ Jennifer Walsh, Attorney-in-Fact
Stock symbol
SHPW
Transactions as of
Nov 17, 2021
Transactions value $
-$43,281,308
Form type
4
Date filed
11/19/2021, 03:05 PM
Previous filing
Oct 1, 2021
Next filing
Jun 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHPW Common Stock Other -2.76M -100% 0 Nov 17, 2021 Held by Galileo Founders Holdings, L.P. F1, F2
transaction SHPW Common Stock Other +653K 653K Nov 17, 2021 Held by Ampla Capital, LLC F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHPW Warrant (right to buy) Other -$41M -3.56M -100% $11.50 0 Nov 17, 2021 Common Stock 3.56M $11.50 Held by Galileo Founders Holdings, L.P. F2, F6
transaction SHPW Warrant (right to buy) Other -$5.75M -500K -100% $11.50 0 Nov 17, 2021 Common Stock 500K $11.50 Held by Galileo Founders Holdings, L.P. F2, F6
transaction SHPW Warrant (right to buy) Other $3.43M +298K $11.50 298K Nov 17, 2021 Common Stock 298K $11.50 Held by Ampla Capital, LLC F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 17, 2021, Galileo Founders Holdings, L.P. (the "Sponsor") dissolved and effected a pro rata distribution-in-kind to its members, comprising 2,760,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") and 4,062,000 private warrants (the "Distribution").
F2 The Reporting Person, through an entity he controls (Ampla Capital, LLC), is a director and officer of the Sponsor. As such, Mr. Recchi may be deemed to have beneficial ownership of the shares held directly by the Sponsor.
F3 Represents 653,123 shares of Common Stock received by the Reporting Person in the Distribution. The acquisition of such shares by the Reporting Person is exempt from Section 16 of the Securities Exchange Act of 1934, as amended pursuant to Rule 16a-9 thereunder.
F4 The Reporting Person may be deemed to have voting and dispositive power over the securities held by Ampla Capital, LLC, and as such, may be deemed to have beneficial ownership of the securities held directly by Ampla Capital, LLC.
F5 Represents 298,408 private warrants to purchase shares of Common Stock received by the Reporting Person in the Distribution. The acquisition of such shares by the Reporting Person is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.
F6 Immediately exercisable.