Pamela Thomas-Graham - 12 Aug 2021 Form 4 Insider Report for Rivian Automotive, Inc. / DE (RIVN)

Role
Director
Signature
/s/ Neil Sitron, Attorney-in-Fact
Issuer symbol
RIVN
Transactions as of
12 Aug 2021
Net transactions value
+$1,250,051
Form type
4
Filing time
17 Nov 2021, 19:07:23 UTC
Previous filing
22 Jul 2021
Next filing
10 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIVN Class A Common Stock Award $250,013 +7,791 $32.09 7,791 12 Aug 2021 Direct F1
transaction RIVN Class A Common Stock Purchase $1,000,038 +12,821 +165% $78.00 20,612 15 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RIVN Stock Option Award $0 +60,000 $0.000000 60,000 12 Aug 2021 Class A Common Stock 60,000 $32.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares acquired from the Issuer in a private placement transaction, which were previously reported on the Reporting Person's Form 3 filed on November 9, 2021, and are being reported herein pursuant to Rule 16a-2(a).
F2 The stock option vests in 3 substantially equal yearly installments beginning on the first anniversary of August 12, 2021.