ANGELO GORDON & CO., L.P. - 13 Sep 2021 Form 3/A - Amendment Insider Report for U.S. WELL SERVICES, INC.

Role
10%+ Owner
Signature
/s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P.
Issuer symbol
N/A
Transactions as of
13 Sep 2021
Net transactions value
$0
Form type
3/A - Amendment
Filing time
17 Nov 2021, 08:32:32 UTC
Date Of Original Report
17 Sep 2021
Previous filing
12 Jan 2022
Next filing
02 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USWS Warrants for Class A Common Stock (Right to Buy) 13 Sep 2021 Class A Common Stock 101,644 $5.75 See Footnote F1, F2
holding USWS Warrants for Class A Common Stock (Right to Buy) 13 Sep 2021 Class A Common Stock 108,816 $5.75 See Footnote F1, F3
holding USWS Warrants for Class A Common Stock (Right to Buy) 13 Sep 2021 Class A Common Stock 102,256 $5.75 See Footnote F1, F4
holding USWS Warrants for Class A Common Stock (Right to Buy) 13 Sep 2021 Class A Common Stock 87,284 $5.75 See Footnote F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These warrants were omitted from the reporting person's original Form 3. Each warrant was exercisable for one half of one share of common stock, par value $0.0001 per share, and the numbers reported reflect the underlying. Each of the reporting persons disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of the reporting persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 The warrants are held by AG SF Master (L), L.P., a fund for which Angelo, Gordon & Co, L.P. ("Angelo Gordon") acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
F3 The warrants are held by AG SF (L), L.P., a fund for which Angelo Gordon acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
F4 The warrants are held by AG Ofcon Ltd., a fund for which Angelo Gordon acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
F5 The warrants are held by AG Oncon, LLC, a fund for which Angelo Gordon acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.

Remarks:

The number of shares underlying the warrants reported herein are reported as of September 13, 2021 and without giving effect to the subsequent reverse stock split.