Norman V Nettie - 12 Nov 2021 Form 4 Insider Report for Janus International Group, Inc. (JBI)

Role
Vice President of Manufacturing
Signature
/s/ Scott Sannes, as Attorney-in-Fact for Norman V. Nettie
Issuer symbol
JBI
Transactions as of
12 Nov 2021
Net transactions value
$0
Form type
4
Filing time
16 Nov 2021, 16:10:18 UTC
Previous filing
07 Jun 2021
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JBI Common Stock, par value $0.0001 per share ("Common Stock") Options Exercise $0 +81,031 +7.2% $0.000000 1,203,030 12 Nov 2021 Direct F1
transaction JBI Common Stock Tax liability $0 -56,722 -4.7% $0.000000 1,146,308 12 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JBI Warrants Options Exercise $0 -81,031 -100% $0.000000* 0 12 Nov 2021 Common Stock 81,031 $11.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected to exercise all Warrants on a cashless basis.

Remarks:

Vice President of Manufacturing