Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | JBI | Common Stock, par value $0.0001 per share ("Common Stock") | Options Exercise | $0 | +820K | +35.66% | $0.00 | 3.12M | Nov 12, 2021 | By: The Fradin Community Property Revocable Trust | F1, F2 |
transaction | JBI | Common Stock | Tax liability | $0 | -574K | -18.4% | $0.00 | 2.55M | Nov 12, 2021 | By: The Fradin Community Property Revocable Trust | F1 |
transaction | JBI | Common Stock | Options Exercise | $0 | +205K | +35.66% | $0.00 | 780K | Nov 12, 2021 | By Juniper GRAT Trust | F1, F3 |
transaction | JBI | Common Stock | Tax liability | $0 | -144K | -18.4% | $0.00 | 636K | Nov 12, 2021 | By Juniper GRAT Trust | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | JBI | Warrants | Options Exercise | $0 | -820K | -100% | $0.00* | 0 | Nov 12, 2021 | Common Stock | 820K | $11.50 | By: The Fradin Community Property Revocable Trust | |
transaction | JBI | Warrants | Options Exercise | $0 | -205K | -100% | $0.00* | 0 | Nov 12, 2021 | Common Stock | 205K | $11.50 | By Juniper GRAT Trust |
Id | Content |
---|---|
F1 | On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis. |
F2 | The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by the Fradin Community Property Revocable Trust. Prior to giving effect to the transaction, the Reporting Person transferred all shares of Common Stock and Warrants previously reported as held directly to The Fradin Community Property Revocable Trust, of which the Reporting Person is a trustee and beneficiary. |
F3 | The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by The Juniper GRAT Trust. |