| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OLPX | Common Stock | Purchase | $623K | +24K | $25.97* | 24K | Nov 12, 2021 | Direct | F1 | |
| transaction | OLPX | Common Stock | Purchase | $234K | +9K | +37.5% | $25.99* | 33K | Nov 12, 2021 | By spouse | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OLPX | Option (Right to Buy) | Award | $0 | +290K | $0.00 | 290K | Sep 29, 2021 | Common Stock | 290K | $3.34 | Direct | F3, F4 | |
| transaction | OLPX | Option (Right to Buy) | Award | $0 | +217K | +74.83% | $0.00 | 506K | Sep 29, 2021 | Common Stock | 217K | $3.34 | Direct | F3, F5 |
| Id | Content |
|---|---|
| F1 | The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.95 to 26.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F2 | The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.96 to 25.9999, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F3 | These stock options were granted prior to the initial public offering of the common stock, par value $0.001 per share ("Common Stock"), of Olaplex Holdings, Inc. (the "Company"), pursuant to a reorganization of the Company completed on September 29, 2021. These transactions were exempt from Section 16(b) in reliance upon Rule 16b-3 and are being reported herein pursuant to Rule 16a-2(a). |
| F4 | This option vests as to the underlying shares of Common Stock of the Company, in five equal installments on each of April 20, 2022, April 20, 2023, April 20, 2024, April 20, 2025, and April 20, 2026. |
| F5 | This option is vested as to 72,225 shares of Common Stock underlying this option, and vests as to one third of the remaining portion of the underlying shares of Common Stock in equal installments on each of the first three anniversaries of October 4, 2021, the date of consummation of the initial public offering of the Company's Common Stock. |