Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | JBI | Common Stock, par value $0.0001 per share ("Common Stock") | Options Exercise | $0 | +500K | +238.26% | $0.00 | 710K | Nov 12, 2021 | By: Northvale Capital Partners, LLC | F1, F2 |
transaction | JBI | Common Stock | Tax liability | $0 | -350K | -49.31% | $0.00 | 360K | Nov 12, 2021 | By: Northvale Capital Partners, LLC | F1 |
holding | JBI | Common Stock | 2.17M | Nov 12, 2021 | Direct | F3 | |||||
holding | JBI | Common Stock | 543K | Nov 12, 2021 | By: Brian S. Cook 2019 Nevada Trust | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | JBI | Warrants | Options Exercise | $0 | -500K | -100% | $0.00* | 0 | Nov 12, 2021 | Common Stock | 500K | $11.50 | By: Northvale Capital Partners, LLC | F2 |
Id | Content |
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F1 | On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected to exercise all Warrants on a cashless basis. |
F2 | The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by Northvale Capital Partners, LLC ("Northvale"). Prior to giving effect to the transaction, the reported securities included 209,852 shares of Common Stock and 500,000 Warrants previously reported as held indirectly by the Reporting Person through Juniper Industrial Sponsor, LLC (the "Sponsor"). Northvale received such securities through Sponsor's pro rata distribution of all its holdings to its members, including Northvale, for no consideration (the "Distribution"). |
F3 | Shares of Common Stock held directly Reporting Person, who received the reported securities for no consideration as part of the Distribution. |
F4 | Shares of Common Stock held directly by the Brian S. Cook 2019 Nevada Trust, which received the reported securities for no consideration as part of the Distribution. |