Column Group II, Lp - Nov 12, 2021 Form 4 Insider Report for Oric Pharmaceuticals, Inc. (ORIC)

Role
10%+ Owner
Signature
/s/ James Evangelista, as Attorney-in-fact for David Goeddel
Stock symbol
ORIC
Transactions as of
Nov 12, 2021
Transactions value $
$266,000
Form type
4
Date filed
11/16/2021, 03:49 PM
Previous filing
Sep 29, 2021
Next filing
May 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ORIC Common Stock Options Exercise $266K +16.6K $16.00 16.6K Nov 12, 2021 See Footnote F1
transaction ORIC Common Stock Other $0 -1.2M -25.17% $0.00 3.57M Nov 16, 2021 Direct F2, F3
transaction ORIC Common Stock Other $0 +288K $0.00 288K Nov 16, 2021 See Footnote F4, F5
transaction ORIC Common Stock Other $0 -288K -100% $0.00* 0 Nov 16, 2021 See Footnote F5, F6
transaction ORIC Common Stock Other $0 +86.7K $0.00 86.7K Nov 16, 2021 See Footnote F7, F8
transaction ORIC Common Stock Other $0 +86.7K +521.6% $0.00 103K Nov 16, 2021 See Footnote F1, F9
transaction ORIC Common Stock Other $0 +74 $0.00 74 Nov 16, 2021 See Footnote F10, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ORIC Stock Option (right to buy) Options Exercise $0 -16.6K -100% $0.00* 0 Nov 12, 2021 Common Stock 16.6K $16.00 See Footnote F1, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are directly held by Peter Svennilson. Peter Svennilson is a former member of the Issuer's board of directors and previously filed his own Section 16 reports reporting his holdings.
F2 Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by The Column Group II, LP ("TCG II LP") to its general and limited partners.
F3 The securities are directly held by TCG II LP, and indirectly held by The Column Group II GP, LP ("TCG II GP"), the general partner of TCG II LP. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to have voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partner disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F4 Represents a change in the form of ownership of TCG II GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II LP.
F5 The securities are directly held by TCG II GP. The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F6 Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by TCG II GP to its partners.
F7 Represents a change in the form of ownership of David Goeddel by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.
F8 These securities are directly held by David Goeddel.
F9 Represents a change in the form of ownership of Peter Svennilson by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.
F10 Represents a change in the form of ownership of The Column Group, LLC ("TCG LLC") by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.
F11 These securities are directly held by TCG LLC. The managing members of TCG LLC are the TCG II GP Managing Partners and Timothy Kutzkey (collectively, the "TCG LLC Managing Partners"). The TCG LLC Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG LLC and each of the TCG LLC Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F12 As of the transaction date, 16,625 of the shares subject to this option have vested.
F13 The option was granted to Peter Svennilson for his service as a member of the Issuer's board of directors.