Elon Musk - Nov 15, 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Signature
By: Aaron Beckman by Power of Attorney For: Elon Musk
Stock symbol
TSLA
Transactions as of
Nov 15, 2021
Transactions value $
-$150,543,964
Form type
4
Date filed
11/15/2021, 07:20 PM
Previous filing
Nov 12, 2021
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Sale -$7.98M -7.9K -0.6% $1,010.59 1.31M Nov 15, 2021 Direct F1, F2, F3
transaction TSLA Common Stock Sale -$15.6M -15.5K -1.18% $1,011.50 1.3M Nov 15, 2021 Direct F1, F2, F4
transaction TSLA Common Stock Sale -$18.4M -18.2K -1.4% $1,012.59 1.28M Nov 15, 2021 Direct F1, F2, F5
transaction TSLA Common Stock Sale -$12.1M -11.9K -0.93% $1,013.40 1.27M Nov 15, 2021 Direct F1, F2, F6
transaction TSLA Common Stock Sale -$16.7M -16.5K -1.3% $1,014.49 1.25M Nov 15, 2021 Direct F1, F2, F7
transaction TSLA Common Stock Sale -$9.66M -9.51K -0.76% $1,015.69 1.24M Nov 15, 2021 Direct F1, F2, F8
transaction TSLA Common Stock Sale -$10M -9.85K -0.79% $1,016.80 1.23M Nov 15, 2021 Direct F1, F2, F9
transaction TSLA Common Stock Sale -$25.3M -24.9K -2.02% $1,017.58 1.21M Nov 15, 2021 Direct F1, F2, F10
transaction TSLA Common Stock Sale -$9.68M -9.5K -0.79% $1,018.67 1.2M Nov 15, 2021 Direct F1, F2, F11
transaction TSLA Common Stock Sale -$8.19M -8.03K -0.67% $1,019.72 1.19M Nov 15, 2021 Direct F1, F2, F12
transaction TSLA Common Stock Sale -$6.13M -6K -0.5% $1,020.89 1.18M Nov 15, 2021 Direct F1, F2, F13
transaction TSLA Common Stock Sale -$3.88M -3.8K -0.32% $1,021.84 1.18M Nov 15, 2021 Direct F1, F2, F14
transaction TSLA Common Stock Sale -$3.82M -3.73K -0.32% $1,022.90 1.18M Nov 15, 2021 Direct F1, F2, F15
transaction TSLA Common Stock Sale -$1.43M -1.4K -0.12% $1,023.82 1.18M Nov 15, 2021 Direct F1, F2, F16
transaction TSLA Common Stock Sale -$308K -300 -0.03% $1,026.25 1.17M Nov 15, 2021 Direct F1, F2
transaction TSLA Common Stock Sale -$308K -300 -0.03% $1,027.87 1.17M Nov 15, 2021 Direct F1, F2, F17
transaction TSLA Common Stock Sale -$720K -700 -0.06% $1,028.93 1.17M Nov 15, 2021 Direct F1, F2, F18
transaction TSLA Common Stock Sale -$309K -300 -0.03% $1,031.00 1.17M Nov 15, 2021 Direct F1, F2
holding TSLA Common Stock 166M Nov 15, 2021 by Trust F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON SEPTEMBER 14, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY SALE OF SHARES RELATED TO THE EXERCISES OF OPTIONS SCHEDULED TO EXPIRE IN 2022.
F2 The shares of common stock were sold solely to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 2,107,672 shares as reported in the first of two Form 4s being filed by the Reporting Person relating to the same event.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,009.960 to $1,010.950, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,010.980 to $1,011.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,012.030 to $1,012.980, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,013.040 to $1,014.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,014.070 to $1,015.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,015.130 to $1,016.120, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,016.150 to $1,017.140, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,017.150 to $1,018.140, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,018.320 to $1,019.260, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,019.490 to $1,020.440, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,020.510 to $1,021.330, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,021.530 to $1,022.480, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,022.580 to $1,023.550, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,023.630 to $1,024.400, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,027.640 to $1,027.980, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,028.720 to $1,029.220, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is trustee.

Remarks:

This Form 4 is the second of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 48 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.