William Mouat - Nov 3, 2021 Form 3 Insider Report for Aurora Innovation, Inc. (AUR)

Signature
/s/ William Mouat
Stock symbol
AUR
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
3
Date filed
11/12/2021, 05:31 PM
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUR Class A Common Stock 3.44M Nov 3, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUR Stock Options (Right to Buy) Nov 3, 2021 Class A Common Stock 88.2K $1.41 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 3, 2021, upon the consummation of the business combination between Reinvent Technology Partners Y (the former name of the Issuer) and Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) ("Legacy Aurora"), each outstanding share of Legacy Aurora common stock was cancelled and converted into approximately 2.1708 shares of Class A common stock of the Issuer.
F2 Represents (i) 3,354,625 shares of Class A common stock of the Issuer and (ii) 81,406 restricted stock units ("RSUs"), each RSU representing the right to receive one share of Class A common stock of the Issuer, which will time vest quarterly and fully vest on February 20, 2023.
F3 9/13 of the shares subject to the option have vested, and 1/13 of the remaining shares subject to the option vest monthly beginning on December 1, 2021.

Remarks:

General Counsel, Vice President, Secretary and Treasurer Exhibit 24 - Power of Attorney