Sterling Anderson - Nov 3, 2021 Form 3 Insider Report for Aurora Innovation, Inc. (AUR)

Role
Director
Signature
/s/ Sterling Anderson
Stock symbol
AUR
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
3
Date filed
11/12/2021, 05:24 PM
Next filing
Mar 17, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUR Class B Common Stock Nov 3, 2021 Class A Common Stock 52.6M Direct F1
holding AUR Class B Common Stock Nov 3, 2021 Class A Common Stock 2.17K See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 3, 2021, upon the consummation of the business combination between Reinvent Technology Partners Y (the former name of the Issuer) and Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) ("Legacy Aurora"), each outstanding share of Legacy Aurora Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's certificate of incorporation (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon certain transfers, upon the death of the holder, or as otherwise set forth in the Charter.
F2 Held by the Anderson 2021 GRAT, of which the reporting person is trustee.

Remarks:

Exhibit 24 - Power of Attorney