Jonathan Go - 08 Nov 2021 Form 4 Insider Report for ICAD INC (ICAD)

Role: Chief Technology Officer
Signature: /s/ Jonathan Go
Issuer symbol: ICAD
Transactions as of: 08 Nov 2021
Net transactions value: -$525
Form type: 4
Filing time: 10 Nov 2021, 15:43:19 UTC
Previous filing: 19 Jul 2021
Next filing: 14 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICAD	Common Stock	Options Exercise	$94,500	+30,000	+25%	$3.15	151,435	08 Nov 2021	Direct
transaction	ICAD	Common Stock	Sale	$95,025	-8,750	-5.8%	$10.86	142,685	08 Nov 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ICAD	Employee Stock Option (Right to Buy)	Options Exercise	$0	-30,000	-100%	$0.000000^*	0	08 Nov 2021	Common Stock	30,000	$3.15	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.62 to $10.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on November 8, 2021.

Content

Represents shares sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.62 to $10.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on November 8, 2021.