Karen Boone - 09 Nov 2021 Form 3 Insider Report for Rivian Automotive, Inc. / DE (RIVN)

Role
Director
Signature
/s/ Neil Sitron, Attorney-in-Fact
Issuer symbol
RIVN
Transactions as of
09 Nov 2021
Net transactions value
$0
Form type
3
Filing time
09 Nov 2021, 20:23:30 UTC
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RIVN Class A Common Stock 209 09 Nov 2021 Direct
holding RIVN Class A Common Stock 65,000 09 Nov 2021 See footnote F2
holding RIVN Class A Common Stock 65,000 09 Nov 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RIVN Stock Option 09 Nov 2021 Class A Common Stock 60,000 $7.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests in 3 substantially equal yearly installments beginning on the first anniversary of August 3, 2020.
F2 By The Andrew J. Boone 2021 Grantor Retained Annuity Trust under Irrevocable Trust Agreement dated September 24, 2021.
F3 By The Karen L. Boone 2021 Grantor Retained Annuity Trust under Irrevocable Trust Agreement dated September 24, 2021.

Remarks:

Exhibit 24 - Power of Attorney.