Martin Basaldua - 08 Nov 2021 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Role
Director
Signature
/s/ R. John McWhorter, attorney-in-fact
Issuer symbol
TCBX
Transactions as of
08 Nov 2021
Net transactions value
$0
Form type
3
Filing time
08 Nov 2021, 20:05:33 UTC
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCBX Common Stock 4,500 08 Nov 2021 Direct F1
holding TCBX Common Stock 36,248 08 Nov 2021 By Pinnacle Executive Services LLC
holding TCBX Common Stock 29,905 08 Nov 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCBX Stock Option (right to buy) 08 Nov 2021 Common Stock 5,000 $11.00 Direct
holding TCBX Warrant (right to buy) 08 Nov 2021 Common Stock 857 $11.00 Direct
holding TCBX Stock Option (right to buy) 08 Nov 2021 Common Stock 3,750 $11.00 Direct
holding TCBX Stock Option (right to buy) 08 Nov 2021 Common Stock 5,000 $16.00 Direct F2
holding TCBX Stock Option (right to buy) 08 Nov 2021 Common Stock 6,000 $16.43 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,000 shares of restricted stock that will vest in equal increments on an annual basis over a two-year period beginning on November 8, 2022.
F2 The option vests in five equal installments beginning on December 21, 2018.
F3 The option vests in two equal installments beginning on January 1, 2022.

Remarks:

Exhibit 24 - Power of Attorney