Martin Basaldua - Nov 8, 2021 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Role
Director
Signature
/s/ R. John McWhorter, attorney-in-fact
Stock symbol
TCBX
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
3
Date filed
11/8/2021, 08:05 PM
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCBX Common Stock 4.5K Nov 8, 2021 Direct F1
holding TCBX Common Stock 36.2K Nov 8, 2021 By Pinnacle Executive Services LLC
holding TCBX Common Stock 29.9K Nov 8, 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCBX Stock Option (right to buy) Nov 8, 2021 Common Stock 5K $11.00 Direct
holding TCBX Warrant (right to buy) Nov 8, 2021 Common Stock 857 $11.00 Direct
holding TCBX Stock Option (right to buy) Nov 8, 2021 Common Stock 3.75K $11.00 Direct
holding TCBX Stock Option (right to buy) Nov 8, 2021 Common Stock 5K $16.00 Direct F2
holding TCBX Stock Option (right to buy) Nov 8, 2021 Common Stock 6K $16.43 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,000 shares of restricted stock that will vest in equal increments on an annual basis over a two-year period beginning on November 8, 2022.
F2 The option vests in five equal installments beginning on December 21, 2018.
F3 The option vests in two equal installments beginning on January 1, 2022.

Remarks:

Exhibit 24 - Power of Attorney