Bart Caraway - 08 Nov 2021 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Role
Chairman, President and Chief Executive Officer Exhibit 24 - Power of Attorney, Director
Signature
/s/ R. John McWhorter, attorney-in-fact
Issuer symbol
TCBX
Transactions as of
08 Nov 2021
Net transactions value
$0
Form type
3
Filing time
08 Nov 2021, 19:59:08 UTC
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCBX Common Stock 21,350 08 Nov 2021 Direct F1
holding TCBX Common Stock 2,746 08 Nov 2021 By IRA
holding TCBX Common Stock 2,616 08 Nov 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 50,000 $11.00 Direct
holding TCBX Warrant (right to buy) 08 Nov 2021 Common Stock 857 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 4,850 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 19,450 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 19,400 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 14,000 $13.00 Direct F2
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 100,000 $16.30 Direct F3
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 33,500 $16.78 Direct F4
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 13,500 $16.43 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 11,500 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.
F2 The option vests in five equal annual installments beginning on February 23, 2018.
F3 The option vested as to 20,000 shares on July 19, 2018. The option vests as to the remaining shares in four equal annual installments beginning on January 1, 2019.
F4 The option vests in five equal annual installments beginning on January 1, 2021.
F5 The option vests in five equal annual installments beginning on January 1, 2022.

Remarks:

Chairman, President and Chief Executive Officer Exhibit 24 - Power of Attorney