Donald C. Legato - Nov 8, 2021 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Signature
/s/ R. John McWhorter, attorney-in-fact
Stock symbol
TCBX
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
3
Date filed
11/8/2021, 07:51 PM
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCBX Common Stock 5K Nov 8, 2021 Direct F1
holding TCBX Common Stock 12.5K Nov 8, 2021 By IRA
holding TCBX Common Stock 2.35K Nov 8, 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 500 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 2K $11.00 Direct
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 500 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 10K $11.00 Direct
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 4K $13.00 Direct F2
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 4K $16.00 Direct F3
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 15K $16.30 Direct F4
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 3K $16.30 Direct F4
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 10K $16.78 Direct F5
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 1K $16.43 Direct F6
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 6K $16.43 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,000 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.
F2 This option vests in five equal annual installments beginning on January 31, 2018.
F3 This option vests in five equal annual installments beginning on April 1, 2019.
F4 This option vests in five equal annual installments beginning on January 1, 2020.
F5 This option vests in five equal annual installments beginning on January 1, 2021.
F6 This option vests in five equal annual installments beginning on January 1, 2022.
F7 This option vests in five equal annual installments beginning on April 1, 2022.

Remarks:

Senior Executive Vice President and Chief Lending Officer Exhibit 24 - Power of Attorney