Donald C. Legato - 08 Nov 2021 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Signature
/s/ R. John McWhorter, attorney-in-fact
Issuer symbol
TCBX
Transactions as of
08 Nov 2021
Net transactions value
$0
Form type
3
Filing time
08 Nov 2021, 19:51:18 UTC
Next filing
03 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCBX Common Stock 5,000 08 Nov 2021 Direct F1
holding TCBX Common Stock 12,500 08 Nov 2021 By IRA
holding TCBX Common Stock 2,354 08 Nov 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 500 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 2,000 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 500 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 10,000 $11.00 Direct
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 4,000 $13.00 Direct F2
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 4,000 $16.00 Direct F3
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 15,000 $16.30 Direct F4
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 3,000 $16.30 Direct F4
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 10,000 $16.78 Direct F5
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 1,000 $16.43 Direct F6
holding TCBX Employee Stock Option (right to buy) 08 Nov 2021 Common Stock 6,000 $16.43 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,000 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.
F2 This option vests in five equal annual installments beginning on January 31, 2018.
F3 This option vests in five equal annual installments beginning on April 1, 2019.
F4 This option vests in five equal annual installments beginning on January 1, 2020.
F5 This option vests in five equal annual installments beginning on January 1, 2021.
F6 This option vests in five equal annual installments beginning on January 1, 2022.
F7 This option vests in five equal annual installments beginning on April 1, 2022.

Remarks:

Senior Executive Vice President and Chief Lending Officer Exhibit 24 - Power of Attorney